By browsing our site you agree to our use of cookies. You will only see this message once.

> Find out more about how this site uses cookies

Enrol for this course

Course Description

Awarding Body: In House Courses

This one day course provides a highly useful and practical introduction to RBIA, examines the Position Statements of the IIA, and then looks at the practical application. This is a great course for involving whole teams where a changing approach is required to auditing.

Introduction and objectives

  • Introductions
  • Setting course objectives and expectations
  • Discuss the relationship between corporate objectives, risk, controls, assurance, and audit
  • Overview of the Risk Management process

What is RBIA?

  • Examining the IIA Position Statements on RBIA
  • 3-stage approach to RBIA

 
What is “Risk Maturity”?

  • Examining the IIA Position Statement
  • Risk Naïve, Aware, Defined, Managed, Enabled
  • Consultancy & Assurance approaches
  • Putting Risk Management into context

How to determine a Risk Based Audit Plan

  • What internal audit can offer.
  • How to structure the audit universe in future?
  • Where to concentrate audit effort?
  • Maintaining the balance of work between risk management and traditional auditing.
  • Do we need to keep auditing the same risks year on year?
  • Assurance frameworks
  • How can you seek assurances from other providers?

How to conduct an RBIA

  • When management has a good quality Risk Register
  • When management has not completed a risk register before
  • When the management Risk Register is not sufficient: conducting a facilitated risk assessment for audit purposes.
  • We will work through the audit cycle from start to finish
  • Choosing the appropriate working style
  • Planning the work - how and when to involve the audit client
  • Validating the Risk Register
  • Testing assurances
  • Testing control activities


Enquiry form

If you have any questions regarding this or any of our other courses please do not hesitate to contact us. You can send us a message by completing the following enquiry form.

Accredited By

CIPFA Accredited
leadership management wales
chartered management institute approved
institute of consulting approved
institute of consulting premier practice
macmillan
leadership management wales
institute of consulting approved

In Partnership With

institute of internal auditors

Thanks for visiting BHBi

Mark Barnes


Hi. I'm Mark Barnes one of the directors at BHBi.


Is there anything I can help you with? Perhaps you are keen to find out more about a course?


Mark Barnes


Thanks for asking.


If you add your email or telephone below. I'll get back to you as soon as I am online.




Mark Barnes


Thanks for your message or question.

I'll get back to your shortly. I look forward to chatting more with you.

[x]

ask us